Position Description The ideal Settlements Officer would possess strong analytical skills, good attention to detail, and a thorough understanding of financial markets and its products. A successful incumbent would have excellent communication skills and leadership abilities, both of which are essential in managing teams and the interactions with stakeholders. Key Areas of Responsibilities Manage and monitor daily routine tasks for all securities, equity, derivatives and new future products. Provide high quality customer service to internal and external customers within the Operations scope. Support post-execution processes for equities transactions of foreign and domestic institutional investor-clients, including trade allocation and booking, trade confirmation, trade matching, settlement of both clients and market trades and trade reporting. Ensure smooth client account onboarding process, including KYC and periodic reviews. Perform and monitor daily settlement on regulator's clearing system and CLSA back office system. Adherence to regulatory requirements, internal policies, and procedures by working closely with Compliance and Risk management team. Monitor and update all new market data and client information. Comply with CLSA group policy to avoid any unexpected risks. Requirements Bachelor’s or Master’s degree in business administration, Finance or related field. Minimum 2 years relevant working experience. Self-motivated and possesses good interpersonal skills. Good organizational skills with an ability to adhere to strict deadlines. Possesses good logical thinking. Solid knowledge and proficiency in Microsoft Applications such as Word and Excel. Fluent in both spoken and written English. Stay informed on CITIC CLSA Job Opportunities Not the right fit? You can create a job alert to receive our latest job openings that meet your interest. CITIC Securities International is a wholly owned subsidiary of CITIC Securities and its overseas business platform. Our award-winning research, extensive footprint in Asia, direct links to China and highly experienced finance professionals set us apart within the industry. As part of CITIC Securities (SSE: 600030, SEHK: 6030), China’s leading investment bank, CITIC Securities International is uniquely positioned to facilitate cross-border capital flows and connect China to the world and the world to China. CITIC Securities International operates from 13 countries across Asia, Australia, Europe and the Americas. We offer comprehensives financial solutions to a large and diverse client base that includes global institutional investors, corporations, governments and high-net-worth individuals.

Settlements Officer, Operations.

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